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Webcasts & Speaking Engagements

APPROVED Checkpoint Webcast: Launching a financial services company

Creating and licensing a financial services company is rarely a walk in the park. In fact, depending on the licensing requirements, it can take thousands of combined hours over several years.

In this webcast, APPROVED Director Dan Ladd and Buckley Counsel Ryan Pollard provided an overview of the most challenging formation and licensing requirements new financial services companies face and shared guidance on how start-ups can implement informed, clear-sighted plans for obtaining and maintaining the licenses they need to conduct business.


  • Dan Ladd – Director, APPROVED
  • Ryan Pollard – Partner, Buckley LLP

Click here to view a recording on

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