APPROVED Webcast: Remote examinations and complaints — The “new normal”
Regulatory examinations are a fact of life for licensed financial service companies. More than ever before, remote state examinations are becoming the new normal given the current regulatory environment and effects of the pandemic.
This Checkpoint webcast discussed how the pandemic has affected the traditional examination process, and provided updates from CSBS regarding the latest developments within the State Examination System (SES) and on managing complaints. We also previewed how APPROVED is helping clients address these challenges with the rollout of dedicated examination support services.
APPROVED team members Kristie Battershell and Tim Lange were joined by panelists who shared their industry experience and insights:
- Kyle Thomas, Vice President, Conference of State Bank Supervisors
- Mark Abbott, Corporate Counsel, Veterans United