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Financial Services Law Insights and Observations

New Mexico regulator closes office, conducts remote examinations

State Issues Covid-19 New Mexico Securities Examination Licensing

State Issues

On March 30, the Securities Division of the New Mexico Regulation and Licensing Department announced that its offices are closed and it will be conducting examinations remotely. The Division also announced that licensing staff continue to process applications and that its enforcement staff will be vigilant to detect and prevent securities fraud and illegal securities sales.