Skip to main content
Menu Icon
Close

InfoBytes Blog

Financial Services Law Insights and Observations

Indiana securities regulator alerts registrants to regulatory relief

State Issues Covid-19 Indiana Securities

State Issues

The Indiana Secretary of State, Securities Division issued a compliance alert to notify registrants that the division granted relief from fingerprinting requirements associated with registration applications for investment adviser representatives. The division indicated that it may provisionally approve an application for registration without fingerprints, provided the applicant submits fingerprints before June 30, 2020.