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Financial Services Law Insights and Observations

FINRA extends temporary changes to its procedural rules

Federal Issues Covid-19 FINRA SEC

Federal Issues

On June 10, FINRA filed a proposed rule change with the SEC to extend the effective date of previous temporary changes to its procedure rules, previously covered here.  The previous rule change modified certain timing, method of service, and other procedural requirements contained in FINRA rules. The amendments extend the rule changes through July 31, 2020.