Webcasts & Speaking Engagements

Buckley Sandler Webcast: Design and Maintenance of a Financial Crimes Compliance Program - Regulatory Expectations

The financial services industry is faced with an increasingly complex overlay of regulations including money laundering and economic and trade sanctions, consumer finance protection, privacy, fraud and corruption to name just a few. The ways by which organizations structure themselves as well as implement robust internal controls and audit can be the difference between a satisfactory examination or failure. This is so irrespective of the institution’s size, geographic footprint, products and services offered, and customer base.

Please join Buckley Sandler and invited Federal regulators for a discussion of the following topics:

• Expectations for structuring and implementing a financial crimes compliance program
• Key issues and concerns regulators are looking at now
• Common missteps
• Observations about the evolving global regulatory environment based on guidance from multi-lateral bodies such as the FATF and Wolfsburg Group

Moderated by: James Parkinson