Buckley Webcast: State Regulatory and Enforcement Issues Series – Part Five: Examination and Enforcement Trends
On Thursday, June 22, 2017 from 2:00 - 3:00 pm EDT, Buckley concluded its five-part webcast series focused on state regulatory and enforcement issues with a discussion on examination and enforcement trends for state licensed financial services providers. This session discussed the potential for more state examinations, including multi-state mortgage exams for mortgage licensees, as well as increased activity by state attorneys general, and strengthened coordination between state and federal enforcement authorities.
- Michelle L. Rogers, a Partner in the Washington, DC office of Buckley, represents institutions in a wide range of litigation matters, including government enforcement actions, class action litigation, regulatory examinations, and internal investigations
- Kathryn L. Ryan, a Partner in the Washington, DC office of Buckley, advises consumer financial services companies on a variety of regulatory, licensing, compliance, and transactional matters, including federal and state compliance requirements, Secure and Fair Enforcement Act compliance, Federal Housing Administration compliance, and the risks associated with the False Claims Act and Financial Institutions Reform, Recovery, and Enforcement Act
- Jonice Gray Tucker, a Partner in the Washington, DC office of Buckley, focuses a substantial portion of her practice on representations involving government examinations, investigations, and enforcement actions relating to banking, consumer finance, and consumer protection laws
Registration required. Please, no outside law firms, government agency personnel, consulting firms, or media. After registering and being approved, you will receive a confirmation email containing instructions for joining the webcast.