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Webcasts & Speaking Engagements

Daniel P. Stipano discussed "Interactive conversation on CDD, beneficial ownership and KYC after the May 2018 deadline" at the American Conference Institute Financial Crime Executive Roundtable

New York, NY

This session discussed:

  • Areas examiners are most likely to focus on when they assess compliance with the CDD rule
  • Expectations for when examiners will expect financial institutions to go beyond the minimum requirements in the rule
  • Necessary changes to onboarding procedures, CDD and EDD, customer identification, IT, and vendor management
  • How best to address the key issues and “gray areas” of the rule
  • Expectations with respect to SARs, CTRs, OFAC, and 314(a)

Click here to learn more.