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Webcasts & Speaking Engagements

Daniel P. Stipano discussed "Lessons learned from ABLV and other major cases involving inadequate compliance oversight" at the ACAMS International AML & Financial Crime Conference

Hollywood, FL

This session discussed:

  • Detailing regulatory actions involving insufficient AML infrastructure and its contribution to willful violations and concealment of sanctions laws and the Foreign Corrupt Practices Act
  • Reviewing the use of shell companies and disguised identities to camouflage flows of suspicious payments through at-risk channels such as remote branches
  • Examining consequences for implicated institutions such as multi-billion dollar fines and ABLV’s liquidation following FinCEN prohibition of correspondent accounts by US banks

Click here to learn more.