Valerie L. Hletko, Jeffrey P. Naimon, Daniel P. Stipano, and Brandy A. Hood discussed "Keep your eye on the ball: Don’t strike out on your next compliance examination" at the American Bankers Association Regulatory Compliance Conf.
Even though regulators and enforcement agencies are throwing “curve balls” regarding their current supervisory and enforcement priorities, banks are still closely monitored for regulatory compliance and their CMS. Preparing for examinations and maintaining a strong CMS, even in these uncertain times, can help your institution avoid substantial regulatory, financial, and reputational risk. This power breakfast was geared toward anyone struggling to keep their institution’s “eye on the ball” on compliance issues.
This session discussed:
- Current banking compliance challenges and mitigating risk
- Keeping management informed about the current regulatory environment
- Anticipating changes in the regulatory landscape and translating those changes for business executives