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Financial Services Law Insights and Observations

California Department of Business Oversight highlights risks of exempt securities offerings

State Issues Covid-19 California CDBO DBO Securities

State Issues

On May 26, the California Department of Business Oversight issued an investor alert on exempt securities offerings, aka “private placements,” during Covid-19. The alert outlines the reasons why such offerings carry a higher risk of fraud and offers suggestions for potential investors to protect themselves.

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